DFX Intelligence

A•• M••••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

A•• M••••••• B•••••

Advisor at A••••••• F••••••••• L•••

Denver, CO | FOLSOM, CA

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Search this name across graphsid dfx:ria:1e895bb2-8329-7e8e-2343-981c4e99c8c5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 8, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• F••••••••• L•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 2, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• F••••••••• L•••	Bd affiliated wealth	Jan 1, 2025	n/a	yes	FOLSOM, CA\|Denver, CO	Current employment
D•••••• C•••••• C•••••••••	Independent wealth	Mar 29, 2016	Apr 26, 2019	no	DENVER, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•••••• C•••••• C•••••••••	A••••••• F••••••••• L•••	Apr 26, 2019	Jan 1, 2025	2,077	Firm change after gap	RIA to ibd
S••••••• F•••••••• S•••••••• I•••	C•• S••••••••• L••	Mar 21, 2016	Oct 8, 2014

Relationships

Registered with (4)

→ A••••••• F••••••••• L•••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ D•••••• C•••••• C•••••••••Registered adviserregistration: previous registration
Mar 29, 2016 to Apr 26, 2019factForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Oct 8, 2014 to Mar 21, 2016factForm ADV
→ C•• S••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1e895bb2-8329-7e8e-2343-981c4e99c8c5
First observed: Oct 8, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.