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Advisor at NWF ADVISORY SERVICES INC
San Diego, CA | LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NWF ADVISORY SERVICES INC | Independent wealth | Jun 27, 2018 | n/a | yes | San Diego, CA|LOS ANGELES, CA | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 25, 2017 | Apr 4, 2018 | no | SAN DIEGO, CA | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Sep 12, 2008 | Mar 25, 2017 | no | DOWNERS GROVE, IL|SAN DIEGO, CA|DOWNERS GROVE, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | NWF ADVISORY SERVICES INC | Apr 4, 2018 | Jun 27, 2018 | 84 | Firm change | Ibd to RIA |
| MSI FINANCIAL SERVICES, INC. | MML INVESTORS SERVICES, LLC | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |