DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Hallandale Beach, FL | New York, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Nov 30, 2023 | n/a | yes | Hallandale Beach, FL|New York, NY | Current employment |
| MORGAN STANLEY | Wirehouse | Sep 28, 2016 | Dec 13, 2023 | no | New York, NY|Aventura, FL | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Oct 31, 2014 | Sep 22, 2016 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | RAYMOND JAMES & ASSOCIATES, INC. | Dec 13, 2023 | Nov 30, 2023 | -13 | Firm change | Wirehouse to ibd |
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY | Sep 22, 2016 | Sep 28, 2016 | 6 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:705:FL:2023-12-13 | Dec 13, 2023 | Nov 30, 2023 | AVENTURA, FL | Firm change |
| 8174:149777:NY:2016-09-20 | Sep 22, 2016 | Sep 28, 2016 | NEW YORK, NY | Firm change |