DFX Intelligence

S•••••• T••••••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

S•••••• T••••••••• C•••••• M••••••••• L••

CRD 311846

MIAMI, FL

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Search this name across graphsid dfx:ria:1e8b844d-c211-f82a-08ad-3c3969d24bee

Data as of Mar 5, 2025 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 3
On other graphs: 2
Observed: Mar 30, 2023 to Mar 5, 2025
5 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S•••••• T••••••••• C•••••• M••••••••• L••

Private equity manager · shared crd

Venture Capitalidentity

S•••••• T••••••••• C•••••• M••••••••• L••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $129M••• Locked
Discretionary RAUM: $129M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••• D••• F••• L•	Venture Capital Fund	$49.0M	Apr 23, 2024	82	Apr 20, 2021	reported	021-406042
S•••••• T••••••••• C•••••• F••• I• L•	Other Private Fund	$34.4M	Apr 23, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
P•••••• R••••••• B••••	PRINCIPAL / MEMBER	E	yes	11/2016	Mar 30, 2023	Apr 23, 2024
P•••••• R••••••• B••••	Principal	Na	yes	11/2016	Mar 30, 2023	Apr 23, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S••• D••• F••• G• L••	n/a	n/a	n/a	N	yes	n/a
S••• F•••••• G• L••	n/a	n/a	n/a	N	yes	n/a
S••• S•• S••••• M••••• I• L•	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Mar 5, 2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$129M	$106M	22.1%	n/a	n/a	6	6	1	0

Relationships

Advises (15)

→ S•••••• D•••••• V•••••• F••• I• L•Private fundVenture Capital Fund, IA
Oct 13, 2022 to presentfactForm ADV
→ S••• G•••••••• S••• A• S••••• O• S••• S•• S••••• M••••• I• L•Private fundVenture Capital Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ S•••••• L••••• F••• L•Private fundHedge Fund, IA
Feb 26, 2024 to presentfactForm ADV
→ S••• G•••••••• F•••••• L••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Apr 23, 2024
Succession filed (Item 4)
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 30, 2023
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Show 1 bookkeeping events

Occurred
Dec 20, 2025
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1e8b844d-c211-f82a-08ad-3c3969d24bee
First observed: Mar 30, 2023
Last observed: Mar 5, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.