DFX Intelligence

V•••••• S• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

V•••••• S• L•••••••

Advisor at L•• F•••••••• L••

FAIRFIELD, NJ

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Search this name across graphsid dfx:ria:1e8da5fb-5712-5346-fb0a-75c7380c22af

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Dec 20, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Aug 16, 2005	n/a	yes	FAIRFIELD, NJ	Current employment
T•• A••••••• F•••••••• G••••• I•••	State registered	Dec 20, 2005	Feb 27, 2023	no	FAIRFIELD, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• A••••••• F•••••••• G••••• I•••	n/a	Feb 27, 2023	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Aug 16, 2005 to presentfactForm ADV
→ T•• A••••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Dec 20, 2005 to Feb 27, 2023factForm ADV

Dated events

Occurred
Feb 27, 2023
Advisor departed, no destination yet
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1e8da5fb-5712-5346-fb0a-75c7380c22af
First observed: Dec 20, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.