Y••••••• C•••

Advisor at B• R•••• W••••• A•••••••• I•••

New York, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 25, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B• R•••• W••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B• R•••• W••••• A•••••••• I•••	Bd affiliated wealth	Feb 2, 2024	n/a	yes	New York, NY	Current employment
D••••••• • D••••••• L••	Former SEC adviser	Apr 25, 2007	Jan 28, 2015	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••• • D••••••• L••	B• R•••• W••••• A•••••••• I•••	Jan 28, 2015	Feb 2, 2024	3,292	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
7344:115927:NY:2015-01-26	Jan 28, 2015	Feb 2, 2024	NEW YORK, NY	Firm change after gap

Relationships

Registered with (2)

→ B• R•••• W••••• A•••••••• I•••Registered adviserregistration: current employment
Feb 2, 2024 to presentfactForm ADV
→ D••••••• • D••••••• L••Registered adviserregistration: previous registration
Apr 25, 2007 to Jan 28, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 25, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.