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Advisor at LPL FINANCIAL LLC
CLAYTON, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 25, 2024 | n/a | yes | CLAYTON, NC | Current employment |
| OSAIC FS, INC. | Former SEC adviser | Jan 9, 2020 | Mar 26, 2024 | no | CLAYTON, NC | Previous registration |
| BB&T INVESTMENT SERVICES, INC. | Former SEC adviser | Apr 23, 2008 | Jul 23, 2008 | no | DURHAM, NC|CHAPEL HILL, NC|CHAPEL HILL, NC|DURHAM, NC|CHARLOTTE, NC|DURHAM, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC FS, INC. | LPL FINANCIAL LLC | Mar 26, 2024 | Mar 25, 2024 | -1 | Firm change | Ibd to ibd |
| BB&T INVESTMENT SERVICES, INC. | OSAIC FS, INC. | Jul 23, 2008 | Jan 9, 2020 | 4,187 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 3870:6413:NC:2024-03-26 | Mar 26, 2024 | Mar 25, 2024 | CLAYTON, NC | Firm change |