DFX Intelligence

M•••••• J••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

M•••••• J••• S••••

Advisor at V•••• F•••••••• A•••••••• I•••

BOCA RATON, FL

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Search this name across graphsid dfx:ria:1ea6f222-b7ab-73b5-1797-391dcbd55c6b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 23, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V•••• F•••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 22, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V•••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Apr 14, 2016	n/a	yes	BOCA RATON, FL	Current employment
H••• S••••••••• •••• I•••	Bd affiliated wealth	Apr 16, 2015	Mar 28, 2016	no	BROOKLYN, NY\|REGO PARK, NY\|FOREST HILLS, NY\|FLUSHING, NY\|FLUSHING, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••• S••••••••• •••• I•••	V•••• F•••••••• A•••••••• I•••	Mar 28, 2016	Apr 14, 2016	17	Firm change	Other
S•••••• A•••• M••••••••• L••	H••• S••••••••• •••• I•••	Feb 11, 2013	Apr 16, 2015

Relationships

Registered with (4)

→ V•••• F•••••••• A•••••••• I•••Registered adviserregistration: current employment
Apr 14, 2016 to presentfactForm ADV
→ H••• S••••••••• •••• I•••Registered adviserregistration: previous registration
Apr 16, 2015 to Mar 28, 2016factForm ADV
→ S•••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Aug 30, 2010 to Feb 11, 2013factForm ADV
→ C•••• I••••••••• S••••••• C••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1ea6f222-b7ab-73b5-1797-391dcbd55c6b
First observed: Jun 23, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.