DFX Intelligence

R••• J••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

R••• J••••• R•••••

Advisor at T•• P•••••••• E••• L••

MERCER ISLAND, WA

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Search this name across graphsid dfx:ria:1ea8d578-0686-f36f-244e-994cab2e2b30

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Sep 18, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• P•••••••• E••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 27, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• P•••••••• E••• L••	Independent wealth	Dec 20, 2024	n/a	yes	MERCER ISLAND, WA	Current employment
N•••••••• A•••• M•••••••••	Independent wealth	Jan 19, 2023	Dec 20, 2024	no	Mercer Island, WA\|MERCER ISLAND, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••••• A•••• M•••••••••	T•• P•••••••• E••• L••	Dec 20, 2024	Dec 20, 2024	0	Firm change	RIA to RIA
M•• I•••••••• S•••••••• L••	N•••••••• A•••• M•••••••••	Jan 30, 2023	Jan 19, 2023

Relationships

Registered with (4)

→ T•• P•••••••• E••• L••Registered adviserregistration: current employment
Dec 20, 2024 to presentfactForm ADV
→ N•••••••• A•••• M•••••••••Registered adviserregistration: previous registration
Jan 19, 2023 to Dec 20, 2024factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
May 17, 2016 to Jan 30, 2023factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Dated events

Occurred
Dec 20, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 30, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1ea8d578-0686-f36f-244e-994cab2e2b30
First observed: Sep 18, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.