R•••••• R••••••

Advisor at H••• S••••••••• •••• I•••

Pacific Plisades, CA | BEVERLY HILLS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1eadee25-2b0a-c281-53fb-73cfa48b05b6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Aug 20, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••• S••••••••• •••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 7, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••• S••••••••• •••• I•••	Bd affiliated wealth	Oct 8, 2012	n/a	yes	BEVERLY HILLS, CA\|Pacific Plisades, CA	Current employment
R•••• L••	State registered	May 9, 2012	Oct 31, 2012	no	CORAL GABLES, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••• L••	H••• S••••••••• •••• I•••	Oct 31, 2012	Oct 8, 2012	-23	Firm change	Other
R•••••• W•••••	R•••• L••	Sep 6, 2012	May 9, 2012

Relationships

Registered with (7)

→ H••• S••••••••• •••• I•••Registered adviserregistration: current employment
Oct 8, 2012 to presentfactForm ADV
→ R•••• L••Registered adviserregistration: previous registration
May 9, 2012 to Oct 31, 2012factForm ADV
→ R•••••• W•••••Registered adviserregistration: previous registration
Aug 4, 2011 to Sep 6, 2012factForm ADV
→ C•••••• G••••••• W••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1eadee25-2b0a-c281-53fb-73cfa48b05b6
First observed: Aug 20, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.