DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)37 years in industry

DENNIS DALE HOLZWARTH

Advisor at CETERA INVESTMENT ADVISERS LLC

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1eaeeb3e-b19a-e6af-e3dc-678b55245313

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 16, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Sep 2, 1998
First registration: Nov 16, 1999
Dual registered: yes, broker-dealer
IAPD individual key: 3102889

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 5, 2025	n/a	yes	DALLAS, TX	Current employment
AVANTAX ADVISORY SERVICES	Former SEC adviser	Dec 11, 2012	Sep 5, 2025	no	DALLAS, TX	Previous registration
LEGACY WEALTH ADVISORS, INC.	State registered	Apr 16, 2003	Dec 31, 2012	no	WAXAHACHIE, TX\|DE SOTO, TX	Previous registration
WALNUT STREET ADVISERS INC	n/a	Nov 16, 1999	Jun 20, 2003	no	FRISCO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVANTAX ADVISORY SERVICES	CETERA INVESTMENT ADVISERS LLC	Sep 5, 2025	Sep 5, 2025	0	Bulk transfer	Ibd to ibd
LEGACY WEALTH ADVISORS, INC.	AVANTAX ADVISORY SERVICES	Dec 31, 2012	Dec 11, 2012	-20	Firm change	Other
WALNUT STREET ADVISERS INC	LEGACY WEALTH ADVISORS, INC.	Jun 20, 2003	Apr 16, 2003	-65	Firm change after gap	Other

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Sep 5, 2025 to presentfactForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Dec 11, 2012 to Sep 5, 2025factForm ADV
→ LEGACY WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Apr 16, 2003 to Dec 31, 2012factForm ADV
→ WALNUT STREET ADVISERS INCRegistered adviserregistration: previous registration
Nov 16, 1999 to Jun 20, 2003factForm ADV

Dated events

No dated event names this entity yet.