DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
MWM 1835, LLC, CRD 169912
LA JOLLA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| A•••••• S••••• A••• | CHIEF COMPLIANCE OFFICER | Na | yes | 01/2014 | Jan 31, 2014 | May 29, 2015 |
| D••••• T•••• C•••••• | Trustee | F | yes | 11/2013 | Dec 23, 2014 | May 29, 2015 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2014 | Mar 31, 2015 | $22.3M | $22.3M | 9 | 4 | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2014 | $22.3M | n/a | n/a | n/a | n/a | 9 | n/a | n/a | n/a |
| MANAGING MEMBER |
| E |
| yes |
| 10/2013 |
| Dec 18, 2013 |
| May 29, 2015 |
| M•••••• S••••••• S• | CO-TRUSTEE | D | yes | 12/2010 | Dec 18, 2013 | May 29, 2015 |
| M•••••• W••••••• M• | CHAIRMAN, CHIEF OPERATING OFFICER | Na | yes | 10/2013 | Dec 18, 2013 | May 29, 2015 |
| M•••••• W••••••• M• | CO-TRUSTEE | D | yes | 12/2010 | Dec 18, 2013 | May 29, 2015 |
| N•••••• B••••• T• | Beneficiary | E | yes | 11/2013 | Mar 11, 2015 | May 29, 2015 |
| T•••• I••••••••• T•••• | MANAGING MEMBER | F | yes | 11/2013 | Dec 23, 2014 | May 29, 2015 |
| T••••••••• L•• | Member | A | no | 10/2013 | Dec 18, 2013 | May 29, 2015 |