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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analystdual registered (broker-dealer)21 years in industry

Justin Pearce

Advisor at SCHWAB WEALTH ADVISORY, INC.

Orange, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Jan 3, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCHWAB WEALTH ADVISORY, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 15, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S63|S65
First exam: Oct 15, 2004
First registration: Jan 3, 2005
Dual registered: yes, broker-dealer
Other names: Justin Pearce|Justin John Pearce
IAPD individual key: 4859919

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Jan 23, 2026	n/a	yes	Orange, CA	Current employment
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	May 30, 2024	Sep 4, 2025	no	Irvine, CA\|Orange, CA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Feb 9, 2023	no	DOWNEY, CA\|IRVINE, CA\|Irvine, CA\|NEW YORK, NY\|San Francisco, CA\|Irvine, CA\|Irvine, CA\|New York, NY\|San Francisco, CA\|Irvine, CA\|Charlotte, NC\|Dallas, TX\|Irvine, CA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	May 2, 2009	Oct 1, 2012	no	LAKEWOOD, CA\|DOWNEY, CA	Previous registration
WAMU INVESTMENTS, INC.	n/a	Apr 9, 2009	May 2, 2009	no	LAKEWOOD, CA	Previous registration
COMPAK ASSET MANAGEMENT	Independent wealth	Jan 30, 2008	Feb 18, 2009	no	NEWPORT BEACH, CA	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Jan 3, 2005	Aug 5, 2005	no	IRVINE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVICE AND PLANNING SERVICES	SCHWAB WEALTH ADVISORY, INC.	Sep 4, 2025	Jan 23, 2026	141	Firm change	Other
J.P. MORGAN SECURITIES LLC	ADVICE AND PLANNING SERVICES	Feb 9, 2023	May 30, 2024	476	Firm change after gap	Wirehouse to ibd
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
WAMU INVESTMENTS, INC.	CHASE INVESTMENT SERVICES CORP.	May 2, 2009	May 2, 2009	0	Bulk transfer	Other
COMPAK ASSET MANAGEMENT	WAMU INVESTMENTS, INC.	Feb 18, 2009	Apr 9, 2009	50	Firm change	Other
PRUCO SECURITIES, LLC	COMPAK ASSET MANAGEMENT	Aug 5, 2005	Jan 30, 2008	908	Firm change after gap	Other

Relationships

Registered with (7)

→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: current employment
Jan 23, 2026 to presentfactForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
May 30, 2024 to Sep 4, 2025factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Feb 9, 2023factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
May 2, 2009 to Oct 1, 2012factForm ADV
→ WAMU INVESTMENTS, INC.Registered adviserregistration: previous registration
Apr 9, 2009 to May 2, 2009factForm ADV
→ COMPAK ASSET MANAGEMENTRegistered adviserregistration: previous registration
Jan 30, 2008 to Feb 18, 2009factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Jan 3, 2005 to Aug 5, 2005factForm ADV

Dated events

Occurred
Sep 4, 2025
Advisor changed firm
Justin Pearce left Advice And Planning Services for Schwab Wealth Advisory, Inc. (registered 2026-01-23)
Form ADVobserved 6 days ago
Occurred
Feb 9, 2023
Advisor changed firm
Justin Pearce left J.P. Morgan Securities Llc for Advice And Planning Services (registered 2024-05-30)
Form ADVobserved 6 days ago