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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

Bart William Little

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Springfield, OH

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Search this name across graphsid dfx:ria:1eba8005-4e68-aa06-cc73-0249c4f0dc5b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 7, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 21, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Aug 21, 1997
First registration: Feb 7, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 2743441

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Aug 1, 2025	n/a	yes	Springfield, OH	Current employment
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Mar 8, 2010	Aug 1, 2025	no	SPRINGFIELD, OH	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 2, 2009	Mar 5, 2010	no	SAINT PETERSBURG, FL	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Aug 28, 2003	Jan 2, 2009	no	Piqua, OH\|SPRINGFIELD, OH\|SPRINGFIELD, OH	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Feb 7, 2002	Aug 15, 2003	no	VANDALIA, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMMONWEALTH FINANCIAL NETWORK	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Aug 1, 2025	Aug 1, 2025	0	Firm change	Ibd to ibd
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	COMMONWEALTH FINANCIAL NETWORK	Mar 5, 2010	Mar 8, 2010	3	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jan 2, 2009	Jan 2, 2009	0	Bulk transfer	Other
BANC ONE SECURITIES CORPORATION	RAYMOND JAMES FINANCIAL SERVICES, INC.	Aug 15, 2003	Aug 28, 2003	13	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8032:149018:OH:2025-08-01	Aug 1, 2025	Aug 1, 2025	SPRINGFIELD, OH	Firm change

Relationships

Registered with (4)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jan 2, 2009 to Mar 5, 2010factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Mar 8, 2010 to Aug 1, 2025factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Aug 28, 2003 to Jan 2, 2009factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Feb 7, 2002 to Aug 15, 2003factForm ADV

Dated events

Occurred
Aug 1, 2025
Advisor changed firm
Bart William Little left Commonwealth Financial Network for Raymond James Financial Services Advisors, Inc (registered 2025-08-01)
Form ADVobserved 5 days ago