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Advisor at J.P. MORGAN SECURITIES LLC
Arlington Heights, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | n/a | yes | Arlington Heights, IL | Current employment |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jul 6, 2005 | Oct 1, 2012 | no | CHICAGO, IL|MT. PROSPECT, IL | Previous registration |
| BANC ONE SECURITIES CORPORATION | n/a | May 19, 2005 | Jul 6, 2005 | no | MT PROSPECT, IL | Previous registration |
| EAGLE STRATEGIES LLC | Bd affiliated wealth | May 22, 2003 | May 5, 2005 | no | DEERFIELD, IL | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Nov 29, 2000 | Dec 5, 2002 | no | RIVERWOODS, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| BANC ONE SECURITIES CORPORATION | CHASE INVESTMENT SERVICES CORP. | Jul 6, 2005 | Jul 6, 2005 | 0 | Bulk transfer | Other |
| EAGLE STRATEGIES LLC | BANC ONE SECURITIES CORPORATION | May 5, 2005 | May 19, 2005 | 14 | Firm change | Other |
| MORGAN STANLEY DW INC. | EAGLE STRATEGIES LLC | Dec 5, 2002 | May 22, 2003 | 168 | Firm change | Other |