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Reading the graph
Advisor at RAYMOND JAMES & ASSOCIATES, INC.
DENVER, CO | Castle Rock, CO | Fraser, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Nov 3, 2023 | n/a | yes | DENVER, CO|Castle Rock, CO|Fraser, CO | Current employment |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Nov 4, 2021 | Nov 24, 2023 | no | GREENWOOD VILLAGE, CO|GREENWOOD VILLAGE, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | RAYMOND JAMES & ASSOCIATES, INC. | Nov 24, 2023 | Nov 3, 2023 | -21 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 31194:705:CO:2023-11-24 | Nov 24, 2023 | Nov 3, 2023 | GREENWOOD VILLAGE, CO | Firm change |