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Advisor at RUGGAARD & ASSOCIATES
OAK BROOK, IL | HUDSON, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RUGGAARD & ASSOCIATES | Independent wealth | Jan 3, 2023 | n/a | yes | OAK BROOK, IL|HUDSON, OH | Current employment |
| TOTAL CLARITY WEALTH MANAGEMENT, INC | Independent wealth | Apr 12, 2007 | Dec 31, 2022 | no | OAK BROOK, IL | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Oct 19, 1998 | Oct 2, 2018 | no | OAK BROOK, IL|OAK BROOK, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TOTAL CLARITY WEALTH MANAGEMENT, INC | RUGGAARD & ASSOCIATES | Dec 31, 2022 | Jan 3, 2023 | 3 | Firm change | RIA to RIA |
| CETERA ADVISOR NETWORKS LLC | TOTAL CLARITY WEALTH MANAGEMENT, INC | Oct 2, 2018 | Apr 12, 2007 | -4,191 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 142728:107489:IL:2022-12-31 | Dec 31, 2022 | Jan 3, 2023 | OAK BROOK, IL | Firm change |
| 13572:142728:IL:2018-10-02 | Oct 2, 2018 | Apr 12, 2007 | OAK BROOK, IL | Firm change after gap |