DFX Intelligence

M••• A••••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

M••• A••••• M••••••••

Advisor at I••••••••• F•••••••• G••••• L••

CORPUS CHRISTI, TX

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Search this name across graphsid dfx:ria:1ec38c23-734c-5183-d4af-5a617b086197

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 12, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• F•••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• F•••••••• G••••• L••	Bd affiliated wealth	Jul 28, 2021	n/a	yes	CORPUS CHRISTI, TX	Current employment
C••••• A•••••• N••••••• L••	Former SEC adviser	Nov 1, 2017	Jul 28, 2021	no	Corpus Christi, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A•••••• N••••••• L••	I••••••••• F•••••••• G••••• L••	Jul 28, 2021	Jul 28, 2021	0	Firm change	Ibd to ibd
G••••• S••••••••• I•••	C••••• A•••••• N••••••• L••	Nov 1, 2017	Nov 1, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
13572:7717:TX:2021-07-15	Jul 28, 2021	Jul 28, 2021	CORPUS CHRISTI, TX	Firm change

Relationships

Registered with (4)

→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Jul 28, 2021 to presentfactForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Nov 1, 2017 to Jul 28, 2021factForm ADV
→ G••••• S••••••••• I•••Registered adviserregistration: previous registration
Jan 12, 2009 to Nov 1, 2017factForm ADV
→ N••• F•••••••• G••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1ec38c23-734c-5183-d4af-5a617b086197
First observed: Feb 12, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.