DFX Intelligence

T•••••• M• V•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

T•••••• M• V•••••••

Advisor at M•• I•••••••• S•••••••• L••

Cincinnati, OH

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Search this name across graphsid dfx:ria:1ec91dc2-7924-f4b2-096d-867fc45ac1e6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Apr 15, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• I•••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 15, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Aug 10, 2026	n/a	yes	Cincinnati, OH	Current employment
P•••••••• S••••••••• I•••	Bd affiliated wealth	Jul 24, 2025	Aug 12, 2026	no	SHARONVILLE, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• S••••••••• I•••	M•• I•••••••• S•••••••• L••	Aug 12, 2026	Aug 10, 2026	-2	Firm change	Ibd to ibd
E•••• S••••••••• L••	P•••••••• S••••••••• I•••	Jul 22, 2025	Jul 24, 2025

Relationships

Registered with (4)

→ M•• I•••••••• S•••••••• L••Registered adviserregistration: current employment
Aug 10, 2026 to presentfactForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jul 24, 2025 to Aug 12, 2026factForm ADV
→ E•••• S••••••••• L••Registered adviserregistration: previous registration
Mar 3, 2022 to Jul 22, 2025factForm ADV
→ P•••• S••••••••• L••

Dated events

Occurred
Aug 12, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 22, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1ec91dc2-7924-f4b2-096d-867fc45ac1e6
First observed: Apr 15, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.