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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

ALAN MICHAEL EPPERS

Advisor at LANTERN WEALTH ADVISORS, LLC

MELVILLE, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 3, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LANTERN WEALTH ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 10, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jan 10, 1991
First registration: Jan 3, 2007
Dual registered: yes, broker-dealer
Other names: ALAN M EPPERS
IAPD individual key: 2113087

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LANTERN WEALTH ADVISORS, LLC	Independent wealth	Feb 18, 2016	n/a	yes	MELVILLE, NY	Current employment
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Aug 24, 2010	Nov 23, 2015	no	HAUPPAUGE, NY	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Dec 16, 2009	Aug 30, 2010	no	MELVILLE, NY	Previous registration
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Jan 3, 2007	Dec 21, 2009	no	HAUPPAUGE, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STIFEL, NICOLAUS & COMPANY, INCORPORATED	LANTERN WEALTH ADVISORS, LLC	Nov 23, 2015	Feb 18, 2016	87	Firm change	Other
EQUITABLE ADVISORS, LLC	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Aug 30, 2010	Aug 24, 2010	-6	Firm change	Ibd to ibd
OPPENHEIMER & CO. INC.	EQUITABLE ADVISORS, LLC	Dec 21, 2009	Dec 16, 2009	-5	Firm change	Other

Relationships

Registered with (4)

→ LANTERN WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Feb 18, 2016 to presentfactForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Aug 24, 2010 to Nov 23, 2015factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 16, 2009 to Aug 30, 2010factForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
Jan 3, 2007 to Dec 21, 2009factForm ADV

Dated events

No dated event names this entity yet.