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Advisor at L•• F•••••••• L••
ATHENS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Jun 15, 2020 | n/a | yes | ATHENS, TX | Current employment |
| A•••••• A••••••• S••••••• | Former SEC adviser | Oct 25, 2019 | Jun 16, 2020 | no | IRVING, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A•••••• A••••••• S••••••• | L•• F•••••••• L•• | Jun 16, 2020 | Jun 15, 2020 | -1 | Firm change | Ibd to ibd |
| 1•• G••••• A••••••• I•• | A•••••• A••••••• S••••••• | Oct 25, 2019 | Oct 25, 2019 |
| 1•• G••••• A••••••• I•• |
| Former SEC adviser |
| Mar 12, 1998 |
| Oct 25, 2019 |
| no |
| ATHENS, TX |
| Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |