DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••••• C•••••• P•••••••• L••
LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••• C•••••• P•••••••• L•• | Independent wealth | Jul 27, 2012 | n/a | yes | LOS ANGELES, CA | Current employment |
| M••••• S•••••• | Wirehouse | Jun 1, 2009 | Jul 11, 2012 | no | Los Angeles, CA|TORRANCE, CA|Los Angeles, CA|Torrance, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• S•••••• | A••••• C•••••• P•••••••• L•• | Jul 11, 2012 | Jul 27, 2012 | 16 | Firm change | Wirehouse to RIA |
| M••••• S•••••• • C•• L•• | M••••• S•••••• | Jun 1, 2009 | Jun 1, 2009 |
| M••••• S•••••• • C•• L•• | n/a | Apr 2, 2007 | Jun 1, 2009 | no | TORRANCE, CA | Previous registration |
| M••••• S•••••• D• I••• | n/a | Feb 16, 2007 | Apr 2, 2007 | no | TORRANCE, CA | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Sep 2, 2004 | Mar 1, 2007 | no | BEVERLY HILLS, CA|BEVERLY HILLS, CA | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| M••••• S•••••• D• I••• | M••••• S•••••• • C•• L•• | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| U•• F•••••••• S••••••• I••• | M••••• S•••••• D• I••• | Mar 1, 2007 | Feb 16, 2007 | -13 | Firm change | Other |