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C•••• M•••••• F••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

C•••• M•••••• F••••••••

Advisor at P•••••••• W••••• S••••••••• L••

MARIETTA, GA

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Search this name across graphsid dfx:ria:1ee6842f-d519-51ef-2f55-411a490fa814

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 6, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• W••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 3, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• W••••• S••••••••• L••	Independent wealth	May 5, 2022	n/a	yes	MARIETTA, GA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Feb 14, 2018	n/a	yes	MARIETTA, GA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••• F•••••••• C•••••••••	L•• F•••••••• L••	Feb 14, 2018	Feb 14, 2018	0	Bulk transfer	Other
V••••• F••••••••	I••••• F•••••••• C•••••••••	Aug 8, 2011	Jul 22, 2011

Relationships

Registered with (4)

→ P•••••••• W••••• S••••••••• L••Registered adviserregistration: current employment
May 5, 2022 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: current employment
Feb 14, 2018 to presentfactForm ADV
→ I••••• F•••••••• C•••••••••Registered adviserregistration: previous registration
Jul 22, 2011 to Feb 14, 2018factForm ADV
→ V••••• F••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1ee6842f-d519-51ef-2f55-411a490fa814
First observed: Jul 6, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.