DFX Intelligence

R••••• B••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

R••••• B••• B•••••

Advisor at C••••••••• F•••••••• N••••••

WALTHAM, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1ee77ee6-0444-2a74-2dc2-01a371ccb543

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jul 21, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• N••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Mar 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• N••••••	National bd RIA	Aug 28, 2024	n/a	yes	WALTHAM, MA	Current employment
C••• L••	Bd affiliated wealth	Feb 28, 2023	May 17, 2024	no	Boston, MA\|OMAHA, NE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• L••	C••••••••• F•••••••• N••••••	May 17, 2024	Aug 28, 2024	103	Firm change	Ibd to ibd
K••••• A••••••• S•••••••• L••	C••• L••	Feb 28, 2023	Feb 28, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
283330:155344:MA:2023-02-28	Feb 28, 2023	Feb 28, 2023	BOSTON, MA	Firm change

Relationships

Registered with (4)

→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
Aug 28, 2024 to presentfactForm ADV
→ C••• L••Registered adviserregistration: previous registration
Feb 28, 2023 to May 17, 2024factForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 5, 2020 to Feb 28, 2023factForm ADV
→ T••• W••••• P••••••• A•• M••••••••• I•••

Dated events

Occurred
May 17, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Feb 28, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1ee77ee6-0444-2a74-2dc2-01a371ccb543
First observed: Jul 21, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.