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D•••• S•••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst27 years in industry

D•••• S•••••• R•••••

Advisor at B•••• R•• I••••••••• M••••••••• L••

ARLINGTON, VA

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Search this name across graphsid dfx:ria:1eee016e-58f0-2ac4-b7fd-c8c7c779eab9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 19, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••• R•• I••••••••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 28, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B•••• R•• I••••••••• M••••••••• L••	Mixed wealth	Dec 7, 2012	n/a	yes	ARLINGTON, VA	Current employment
A••• C•••••• M••••••••• L••	Asset manager	Apr 19, 2001	Dec 7, 2012	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••• C•••••• M••••••••• L••	B•••• R•• I••••••••• M••••••••• L••	Dec 7, 2012	Dec 7, 2012	0	Firm change	Other

Relationships

Registered with (2)

→ B•••• R•• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Dec 7, 2012 to presentfactForm ADV
→ A••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 19, 2001 to Dec 7, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1eee016e-58f0-2ac4-b7fd-c8c7c779eab9
First observed: Apr 19, 2001
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.