DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
BARNEGAT, NJ | PARAMUS, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Mar 14, 2023 | n/a | yes | PARAMUS, NJ|BARNEGAT, NJ | Current employment |
| G•••••••• W••••• P••••••• | Bd affiliated wealth | Oct 17, 2019 | Dec 16, 2020 | no | Paramus, NJ|PALM BEACH GARDENS, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•••••• P•••••••• P•••••••• L•• | G•••••••• W••••• P••••••• | Mar 10, 2023 | Oct 17, 2019 | -1,240 | Firm change after gap | RIA to RIA |
| G•••••••• W••••• P••••••• | L•• F•••••••• L•• | Dec 16, 2020 | Mar 14, 2023 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:165616:NJ:2017-05-09 | May 18, 2017 | May 22, 2017 | VERONA, NJ | Firm change |
| P•••••• P•••••••• P•••••••• L•• | Former SEC adviser | May 22, 2017 | Mar 10, 2023 | no | PARAMUS, NJ | Previous registration |
| J••• M••••• S••••••••• L•• | Wirehouse | Oct 1, 2012 | May 18, 2017 | no | VERONA, NJ | Previous registration |
| C•••• I••••••••• S••••••• C•••• | Former SEC adviser | Jul 7, 2010 | Oct 1, 2012 | no | NEW YORK, NY|VERONA, NJ | Previous registration |
| M••••• S•••••• | Wirehouse | Jun 1, 2009 | Jul 9, 2010 | no | TOMS RIVER, NJ|TOMS RIVER, NJ | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | May 24, 2007 | Jun 1, 2009 | no | TOMS RIVER, NJ | Previous registration |
| 818 |
| Firm change after gap |
| RIA to RIA |
| J••• M••••• S••••••••• L•• | P•••••• P•••••••• P•••••••• L•• | May 18, 2017 | May 22, 2017 | 4 | Firm change | Other |
| C•••• I••••••••• S••••••• C•••• | J••• M••••• S••••••••• L•• | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| M••••• S•••••• | C•••• I••••••••• S••••••• C•••• | Jul 9, 2010 | Jul 7, 2010 | -2 | Firm change | Other |
| C•••••••• G••••• M•••••• I••• | M••••• S•••••• | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |