DFX Intelligence

A••••• F••••• Y••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

A••••• F••••• Y••••

Advisor at K••••• P•••••• W••••• S•••••••• L••

Melbourne, FL

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Search this name across graphsid dfx:ria:1ef1b233-c80f-b7e7-acef-6f422bc2a7a2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 19, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• P•••••• W••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• P•••••• W••••• S•••••••• L••	Bd affiliated wealth	May 21, 2025	n/a	yes	Melbourne, FL	Current employment
J• W• C••• A•••••••• I•••	Bd affiliated wealth	Aug 21, 2019	Jun 5, 2025	no	Rocklege, FL\|TAMPA, FL\|Melbourne, FL\|Melbourne, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J• W• C••• A•••••••• I•••	K••••• P•••••• W••••• S•••••••• L••	Jun 5, 2025	May 21, 2025	-15	Firm change	Ibd to ibd
R•••••• J•••• • A••••••••• I•••	J• W• C••• A•••••••• I•••	Aug 2, 2019	Aug 21, 2019

Relationships

Registered with (3)

→ K••••• P•••••• W••••• S•••••••• L••Registered adviserregistration: current employment
May 21, 2025 to presentfactForm ADV
→ J• W• C••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 21, 2019 to Jun 5, 2025factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Aug 19, 2016 to Aug 2, 2019factForm ADV

Dated events

Occurred
Jun 5, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1ef1b233-c80f-b7e7-acef-6f422bc2a7a2
First observed: Aug 19, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.