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Reading the graph
Advisor at PRINCIPLE WEALTH
MADISON, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRINCIPLE WEALTH | Independent wealth | Oct 31, 2017 | n/a | yes | MADISON, CT | Current employment |
| ESSEX FINANCIAL SERVICES, INC. | Independent wealth | Mar 28, 2016 | Oct 30, 2017 | no | ESSEX, CT|MADISON, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ESSEX FINANCIAL SERVICES, INC. | PRINCIPLE WEALTH | Oct 30, 2017 | Oct 31, 2017 | 1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 127549:290180:CT:2017-10-30 | Oct 30, 2017 | Oct 31, 2017 | MADISON, CT | Firm change |