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Reading the graph
Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Hallandale Beach, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Oct 7, 2019 | n/a | yes | Hallandale Beach, FL | Current employment |
| MORGAN STANLEY | Wirehouse | Dec 13, 2012 | Oct 1, 2019 | no | Aventura, FL|FT. LAUDERDALE, FL | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Nov 23, 2011 | Nov 23, 2012 | no | FORT LAUDERDALE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | RAYMOND JAMES & ASSOCIATES, INC. | Oct 1, 2019 | Oct 7, 2019 | 6 | Firm change | Wirehouse to ibd |
| RBC CAPITAL MARKETS, LLC | MORGAN STANLEY | Nov 23, 2012 | Dec 13, 2012 | 20 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:705:FL:2019-09-10 | Oct 1, 2019 | Oct 7, 2019 | FT LAUDERDALE, FL | Firm change |