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Advisor at SIMPLICITY WEALTH
SUMMIT, NJ | Peabody, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SIMPLICITY WEALTH | Mixed wealth | Nov 4, 2025 | n/a | yes | Peabody, MA|SUMMIT, NJ | Current employment |
| PARAMOUNT FINANCIAL | State registered | Sep 13, 2022 | Sep 30, 2025 | no | DANVERS, MA|DANVERS, MA | Previous registration |
| GUARDIAN WEALTH ADVISORS, LLC | Independent wealth | Oct 28, 2020 | May 4, 2022 | no | DANVERS, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PARAMOUNT FINANCIAL | SIMPLICITY WEALTH | Sep 30, 2025 | Nov 4, 2025 | 35 | Firm change | Other |
| GUARDIAN WEALTH ADVISORS, LLC | PARAMOUNT FINANCIAL | May 4, 2022 | Sep 13, 2022 | 132 | Firm change | RIA to state RIA |