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M•••••• D• G••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

M•••••• D• G••••••••

Advisor at C••••• I••••••••• A••••••• L••

LOMBARD, IL | NAPLES, FL | DOWNERS GROVE, IL

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Search this name across graphsid dfx:ria:1f033afb-231e-3778-95d6-d1e253d01b4f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 4, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
1•• A•••••••• F•••••••• A•••••••• L••	State registered	Sep 4, 2007	n/a	yes	LOMBARD, IL	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jul 11, 2006	n/a	yes	NAPLES, FL\|DOWNERS GROVE, IL

Relationships

Registered with (2)

→ 1•• A•••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 4, 2007 to Sep 4, 2007factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Jul 11, 2006 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1f033afb-231e-3778-95d6-d1e253d01b4f
First observed: Sep 4, 2007
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.