DFX Intelligence

T•• P•••••••• G••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 10b 100b

T•• P•••••••• G••••• L••

CRD 165609

AUSTIN, TX

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Search this name across graphs

Data as of May 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 19
On other graphs: 2
Observed: Oct 19, 2012 to May 8, 2026
41 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

T•• P•••••••• G••••• L••

Private credit manager · same CRD, same SEC file number

Real Estate Fundsidentity

T•• P•••••••• G••••• L••

Real estate fund manager · same CRD, same SEC file number

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderived••• Locked
Regulatory AUM: $28B••• Locked
Discretionary RAUM: $1.2B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 90
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A••• C••••• O••••••••• F••• I•• L•	Real Estate Fund	$74.6M	May 8, 2026	11	Nov 22, 2019	reported	021-334324
A••• C••••• O••••••••• F••• I••• L•	Real Estate Fund	$44.4M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••• I••••••••• C•••••••••	Member	E	yes	10/2024	Dec 24, 2024	Dec 24, 2024
C•• A••••••• H••••••• T•• L••	Owner	E	yes	12/2024	Dec 24, 2024	Dec 24, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G••••• M••••••• G••••• L••	n/a	n/a	n/a	N	yes	n/a
P•••••••• I••••••••• P••••••• I•• L••	n/a	n/a	n/a	Y	no	n/a
P•••••••• I••••••••• P••••••• I••• L••

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Evanston	IL	United States	3	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$28B	$23B	22.8%	$8.4B	48.9%	90	82	2	2

Relationships

Advises (5)

→ A••• C••••• O••••••••• F••• I•• L•Private fundReal Estate Fund, IA
Nov 22, 2019 to presentfactForm ADV
→ A••• I•• C••••• L•Private fundReal Estate Fund, IA
Mar 28, 2023 to presentfactForm ADV
→ A••• C••••• O••••••••• F••• I•• P••••••Private fundReal Estate Fund, IA
Mar 30, 2022 to presentfactForm ADV
→ A••• C••••• O••••••••• F••• I••• L•

Dated events

6 bookkeeping events (roster, classification and holdings changes) folded below

Order

Occurred
8 May 2026
Ria private fund assets change
••• Locked
Form ADV
down $238M
Occurred
8 May 2026
Ria office opened
••• Locked
Form ADV
Occurred
27 Mar 2025
Regulatory AUM changed
••• Locked
Form ADV
$6.8B
Occurred
24 Dec 2024
Control person left
••• Locked
Form ADV
Occurred
28 Mar 2024
Regulatory AUM changed
••• Locked
Form ADV
$7.4B

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 19, 2012
Last observed: May 8, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 14 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 30, 2016	$3.0B	$0	20	8	n/a	n/a	n/a
2014	Mar 26, 2015	$2.8B	$0	23	17	n/a	n/a	n/a
2013	Mar 31, 2014	$1.7B	$0	12	6	n/a	n/a	n/a
2012	Apr 1, 2013	$392M	$0	2	0	n/a	n/a	n/a