DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•• P•••••••• G••••• L••
Latest filing May 8, 2026
First filing on the tape Oct 19, 2012 · 41 filings
SEC status approved since Dec 18, 2012
RAUM
$28B
reported, Item 5.F
Discretionary
4.2%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
90
9 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
4
reported on Schedule D
History
41 filings and snapshots on the tape
RAUM$28B as of May 8, 2026
Apr 1, 2013$392M then
HNW client RAUM$0 as of May 8, 2026
Mar 29, 2021$0 then
State-registered IARs (5.B.3)0 as of May 8, 2026
Apr 1, 20130 then
Employees (5.A)90 as of May 8, 2026
Apr 1, 20132 then
Private funds4 as of May 8, 2026
Feb 27, 20181 then
RAUM +23% over the last fiscal year+49% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 8, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.9BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 4.2%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $18.1M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$26B98%
- Pooled investment vehicles$494M1.9%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 15reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $18.1M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.96 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••• C••••• O••••••••• F••• I•• L• | Real Estate Fund | $189M | 11 | Nov 22, 2019 |
| A••• C••••• O••••••••• F••• I••• L• | Real Estate Fund | $103M | 10 | Mar 30, 2022 |
| A••• I•• C••••• L• | Real Estate Fund | $71.0M | 7 | Mar 28, 2023 |
| A••• C••••• O••••••••• F••• I•• P•••••• | Real Estate Fund | $41.7M | 2 | Mar 30, 2022 |
| A••• C••••• O••••••••• F••• I• L• | Real Estate Fund | $227,543 | 16 | Feb 27, 2018 |
Owners and control persons
Schedule A and B, latest filing
- F•••••• C••••• A••••• · General Counsel And Chief Compliance Officercontrolsince 09/2022 · owns less than 5%
- M••••••••• J•••• L•• · Chief Investment Officercontrolsince 09/2012 · owns less than 5%
Entity owners
- C•• A••••••• H••••••• T•• L•• · Ownerdirect · owns 75% or more
- C•••••• I••••••••• C••••••••• · Memberindirect · owns 75% or more of C•• A••••••• H••••••• T•• L•• · public reporting company
Related persons
Schedule D 7.A
- G••••• M••••••• G••••• L••investment companyn
- P•••••••• I••••••••• P••••••• I•• L••pooled vehicle sponsory
- P•••••••• I••••••••• P••••••• I••• L••pooled vehicle sponsory
- P•••••••• I••••••••• P••••••• I•• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- Evanston, IL3 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing May 8, 2026discretionary share of RAUM of 4% against a peer median of 100% (512 comparable advisers, 1.0th percentile, 32.3 robust deviations)peers: asset managers, $20B and over (512) · 1.4% percentile
What changed
consecutive filings, newest first
- Accounts · 11 to 15May 14, 2025 to Mar 26, 2026
- Advisory employees · 11 to 9May 14, 2025 to Mar 26, 2026
- Assets in custody · $37.6M to $18.1MMay 14, 2025 to Mar 26, 2026
- Employees · 82 to 90May 14, 2025 to Mar 26, 2026
- Discretionary RAUM · $464M to $1.2BMay 14, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $22B to $27BMay 14, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $716M to $494MMay 14, 2025 to Mar 26, 2026
- RAUM · $23B to $28BMay 14, 2025 to Mar 26, 2026
- Financial planning clients · unset to Mar 27, 2025 to May 14, 2025
- Accounts · 12 to 11Dec 24, 2024 to Mar 27, 2025
- Advisory employees · 17 to 11Dec 24, 2024 to Mar 27, 2025
- Pooled vehicle clients · 6 to 5Dec 24, 2024 to Mar 27, 2025
- Assets in custody · $41.7M to $37.6MDec 24, 2024 to Mar 27, 2025
- Employees · 38 to 82Dec 24, 2024 to Mar 27, 2025
- Other offices · 1 to 2Dec 24, 2024 to Mar 27, 2025
- Private funds · 5 to 4Dec 24, 2024 to Mar 27, 2025
- Discretionary RAUM · $625M to $464MDec 24, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $15B to $22BDec 24, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $862M to $716MDec 24, 2024 to Mar 27, 2025
- RAUM · $16B to $23BDec 24, 2024 to Mar 27, 2025
- Advisory employees · 16 to 17May 3, 2023 to Mar 28, 2024
- Assets in custody · $47.8M to $41.7MMay 3, 2023 to Mar 28, 2024
- Employees · 31 to 38May 3, 2023 to Mar 28, 2024
- Other offices · 2 to 1May 3, 2023 to Mar 28, 2024
- Discretionary RAUM · $528M to $625MMay 3, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $7.9B to $15BMay 3, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $903M to $862MMay 3, 2023 to Mar 28, 2024
- RAUM · $8.4B to $16BMay 3, 2023 to Mar 28, 2024
- Accounts · 9 to 12Oct 4, 2022 to Mar 28, 2023
- Assets in custody · $1.7M to $47.8MOct 4, 2022 to Mar 28, 2023
- Employees · 26 to 31Oct 4, 2022 to Mar 28, 2023
- Private funds · 4 to 5Oct 4, 2022 to Mar 28, 2023
- Discretionary RAUM · $257M to $528MOct 4, 2022 to Mar 28, 2023
- Non-discretionary RAUM · $5.1B to $7.9BOct 4, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $4.6B to $903MOct 4, 2022 to Mar 28, 2023
- RAUM · $5.3B to $8.4BOct 4, 2022 to Mar 28, 2023
- Accounts · 8 to 9May 11, 2021 to Mar 30, 2022
- Advisory employees · 13 to 16May 11, 2021 to Mar 30, 2022
- Pooled vehicle clients · 4 to 6May 11, 2021 to Mar 30, 2022
- Assets in custody · $5.7M to $1.7MMay 11, 2021 to Mar 30, 2022
Signals
11 dated events
- T•• P•••••••• G••••• L•• reported RAUM $22.6B, up 43% from $15.8B (2024-12-24 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- Fraser Armstrong-Watters (Chief Financial Officer) no longer on Schedule A of T•• P•••••••• G••••• L•• (listed 2024-09-09, absent 2024-12-24)Dec 24, 2024 · Control person left · inference
- T•• P•••••••• G••••• L•• reported RAUM $15.8B, up 88% from $8.4B (2023-05-03 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- T•• P•••••••• G••••• L•• reported RAUM $8.4B, up 59% from $5.3B (2022-10-04 to 2023-03-28)Mar 28, 2023 · RAUM change · derived
- Andrew Craig Fisher (General Counsel And Chief Compliance Officer) appeared on Schedule A of T•• P•••••••• G••••• L••Oct 4, 2022 · Control person joined · fact
- E Layne Berkley (Chief Compliance Officer) no longer on Schedule A of T•• P•••••••• G••••• L•• (listed 2022-03-30, absent 2022-08-01)Aug 1, 2022 · Control person left · inference
- Fraser Armstrong-Watters (Director Of Finance) appeared on Schedule A of T•• P•••••••• G••••• L••Mar 30, 2022 · Control person joined · fact
- E Layne Berkley (Chief Compliance Officer) appeared on Schedule A of T•• P•••••••• G••••• L••Mar 30, 2022 · Control person joined · fact
- T•• P•••••••• G••••• L•• reported RAUM $5.6B, up 418% from $1.1B (2020-03-30 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
- T•• P•••••••• G••••• L•• reported RAUM $1.1B, down 52% from $2.3B (2017-08-16 to 2018-02-27)Feb 27, 2018 · RAUM change · derived
- T•• P•••••••• G••••• L•• filed its initial SEC registration (Form ADV)Oct 19, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/the-palisades-group-llcreportedpublic record, Form ADV, Sep 19, 2026
- Website
- p•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 512-361-2148reportedpublic record, Form ADV, May 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
T•• P•••••••• G••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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