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Advisor at LPL FINANCIAL LLC
La Mesa, CA | SAN DIEGO, CA | LA MESA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 15, 2025 | n/a | yes | SAN DIEGO, CA|La Mesa, CA|LA MESA, CA | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jul 23, 2019 | May 26, 2025 | no | LA MESA, CA | Previous registration |
| TRILOGY CAPITAL, INC. | Independent wealth | Feb 21, 2017 | Apr 8, 2019 | no | San Diego, CA|IRVINE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | LPL FINANCIAL LLC | May 26, 2025 | May 15, 2025 | -11 | Bulk transfer | Ibd to ibd |
| TRILOGY CAPITAL, INC. | OSAIC WEALTH, INC. | Apr 8, 2019 | Jul 23, 2019 | 106 | Firm change | RIA to ibd |