DFX Intelligence

R••••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

R••••••• M••••••••• L••

CRD 287589

NEW YORK, NY

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Search this name across graphsid dfx:ria:1f087a45-7963-5241-a5f2-af5ac0839ae6

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 14
On other graphs: 1
Observed: Feb 16, 2017 to Mar 31, 2026
20 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

R••••••• M••••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.9B••• Locked
Discretionary RAUM: $2.9B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
R••••••• F• I• L••	Other Private Fund	$773M	Mar 31, 2026	93	Feb 16, 2017	reported	021-279308
R••••••• P• I• L••	Other Private Fund	$488M	Mar 31, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••••••• J•••••• J••••	EXECUTIVE OFFICER	Na	yes	03/2023	Mar 30, 2023	Mar 29, 2024
G••••••••• E••• E••••••	M••••••	D	yes	12/2015	Feb 16, 2017	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
R••••••• S•• M•••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.9B	$2.4B	20.0%	$1.7B	19.4%	10	9	0	0

Relationships

Advises (13)

→ R••••••• Z•• I• L••Private fundOther Private Fund, IA
Mar 29, 2024 to presentfactForm ADV
→ R••••••• S• I• L••Private fundOther Private Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ R••••••• S• I• L••Private fundOther Private Fund, IA
Mar 30, 2021 to presentfactForm ADV
→ R••••••• O• I• L••Private fund

Dated events

Occurred
Mar 31, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$1.2B
Occurred
Mar 31, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$51.1M
Occurred
Mar 31, 2026
Private fund no longer reported
••• Locked
Form ADVobserved today
$24.2M
Occurred

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1f087a45-7963-5241-a5f2-af5ac0839ae6
First observed: Feb 16, 2017
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.