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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant17 years in industry

Timothy J Bartlett

Advisor at UNIQUE WEALTH, LLC

TAMPA, FL

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Search this name across graphsid dfx:ria:1f09e192-924f-ebde-91c5-9c4aa23a8ed1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 22, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UNIQUE WEALTH, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 21, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S66
First exam: Oct 21, 2008
First registration: Oct 22, 2008
Dual registered: no
Other names: TIM BARTLETT|Tim J Bartlett|TIMOTHY JOEL BARTLETT
IAPD individual key: 5140526

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UNIQUE WEALTH, LLC	Independent wealth	Jun 7, 2021	n/a	yes	TAMPA, FL	Current employment
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Sep 29, 2015	Dec 11, 2019	no	TAMPA, FL\|Tampa, FL	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Feb 11, 2014	Sep 14, 2015	no	CLEARWATER, FL\|CLEARWATER, FL	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Oct 9, 2013	Feb 11, 2014	no	TAMPA, FL	Previous registration
BLACKROCK INVESTMENT MANAGEMENT, LLC	Asset manager	Oct 22, 2008	Aug 16, 2012	no	PRINCETON, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	UNIQUE WEALTH, LLC	Dec 11, 2019	Jun 7, 2021	544	Firm change after gap	Other
FIFTH THIRD SECURITIES, INC.	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Sep 14, 2015	Sep 29, 2015	15	Firm change	Other
MSI FINANCIAL SERVICES, INC.	FIFTH THIRD SECURITIES, INC.	Feb 11, 2014	Feb 11, 2014	0	Firm change	Other
BLACKROCK INVESTMENT MANAGEMENT, LLC	MSI FINANCIAL SERVICES, INC.	Aug 16, 2012	Oct 9, 2013	419	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
2881:312462:FL:2019-12-11	Dec 11, 2019	Jun 7, 2021	TAMPA, FL	Firm change after gap

Relationships

Registered with (5)

→ UNIQUE WEALTH, LLCRegistered adviserregistration: current employment
Jun 7, 2021 to presentfactForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Sep 29, 2015 to Dec 11, 2019factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Feb 11, 2014 to Sep 14, 2015factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Oct 9, 2013 to Feb 11, 2014factForm ADV
→ BLACKROCK INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 22, 2008 to Aug 16, 2012factForm ADV

Dated events

No dated event names this entity yet.