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Advisor at KINGSWOOD WEALTH ADVISORS, LLC
SAN DIEGO, CA | Rochester, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KINGSWOOD WEALTH ADVISORS, LLC | Bd affiliated wealth | Mar 10, 2022 | n/a | yes | Rochester, NY|SAN DIEGO, CA | Current employment |
| BENCHMARK ADVISORY SERVICES, LLC | No RAUM reported | Mar 2, 2022 | Mar 14, 2022 | no | Rochester, NY|SAN DIEGO, CA | Previous registration |
| AEGIS CAPITAL CORP. | Bd affiliated wealth | Mar 29, 2010 | Oct 9, 2013 | no | ROCHESTER, NY|NEW YORK, NY | Previous registration |
| ATLANTIC WEALTH MANGEMENT, CORP. | n/a | Feb 17, 2010 | Jun 2, 2011 | no | n/a | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BENCHMARK ADVISORY SERVICES, LLC | KINGSWOOD WEALTH ADVISORS, LLC | Mar 14, 2022 | Mar 10, 2022 | -4 | Firm change | RIA to RIA |
| AEGIS CAPITAL CORP. | BENCHMARK ADVISORY SERVICES, LLC | Oct 9, 2013 | Mar 2, 2022 | 3,066 | Firm change after gap | Other |
| ATLANTIC WEALTH MANGEMENT, CORP. | AEGIS CAPITAL CORP. | Jun 2, 2011 | Mar 29, 2010 | -430 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 305662:288792:CA:2022-02-28 | Mar 14, 2022 | Mar 10, 2022 | SAN DIEGO, CA | Firm change |