DFX Intelligence

D••••• L••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

D••••• L••••• S••••

Advisor at G•••• G•••• W••••• M••••••••• L••

BEVERLY HILLS, CA

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Search this name across graphsid dfx:ria:1f0d1c93-6988-6882-8f9f-d6c7beb25242

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 7, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••• G•••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 5, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••• G•••• W••••• M••••••••• L••	Independent wealth	Jan 1, 2025	n/a	yes	BEVERLY HILLS, CA	Current employment
G•••• G•••• W••••• M••••••••• L••	Independent wealth	Mar 13, 2019	May 5, 2020	no	BEVERLY HILLS, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	G•••• G•••• W••••• M••••••••• L••	Feb 11, 2019	Mar 13, 2019	30	Firm change	Wirehouse to RIA
U•• F•••••••• S••••••• I•••	M••••• S••••••	Feb 4, 2013	Jan 25, 2013

Relationships

Registered with (3)

→ G•••• G•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 13, 2019 to May 5, 2020factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jan 25, 2013 to Feb 11, 2019factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jan 7, 1997 to Feb 4, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1f0d1c93-6988-6882-8f9f-d6c7beb25242
First observed: Jan 7, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.