This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

JANNEY MONTGOMERY SCOTT LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 13, 2007earliest registration or exam on IAPD

Years in industry

19derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

3

Designations

Certified Financial Planner

Exams

S65|S63

First exam

Sep 13, 2007

First registration

Jan 18, 2008

Dual registered

yes, broker-dealer

Other names

MIKE ROBERT SMITH|MICHEAL R SMITH

IAPD individual key

5392294

• Occurred

  Dec 11, 2025
  Advisor changed firm

  Michael Robert Smith left Wells Fargo Advisors for Janney Montgomery Scott Llc (registered 2025-12-04)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:1f11d082-903d-eeff-6af8-c0726f525620

First observed

Jan 18, 2008

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.