DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Statesville, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Apr 16, 2021 | n/a | yes | Statesville, NC | Current employment |
| ONEAMERICA SECURITIES, INC. | Bd affiliated wealth | Apr 24, 2020 | Sep 21, 2020 | no | Greensboro, NC|INDIANAPOLIS, IN | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Oct 16, 2018 | Oct 9, 2019 | no | CHARLOTTE, NC | Previous registration |
| MUTUAL OF OMAHA INVESTOR SERVICES, INC. | Independent wealth | Dec 18, 2017 | Aug 3, 2018 | no | WILMINGTON, NC|CHARLOTTE, NC|WINSTON-SALEM, NC|CHARLOTTE, NC|WILMINGTON, NC|CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ONEAMERICA SECURITIES, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Sep 21, 2020 | Apr 16, 2021 | 207 | Firm change | Ibd to ibd |
| PRUCO SECURITIES, LLC | ONEAMERICA SECURITIES, INC. | Oct 9, 2019 | Apr 24, 2020 | 198 | Firm change | Ibd to ibd |
| MUTUAL OF OMAHA INVESTOR SERVICES, INC. | PRUCO SECURITIES, LLC | Aug 3, 2018 | Oct 16, 2018 | 74 | Firm change | Other |