DFX Intelligence

C••••••••• L•• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Personal Financial Specialist11 years in industry

C••••••••• L•• D••••••

Advisor at C••••• P•••••• A•••••••• L••

ROCKFORD, IL | Tysons, VA

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Search this name across graphsid dfx:ria:1f214e28-71a7-fc9e-e885-a40dc1b31079

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 24, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P•••••• A•••••••• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P•••••• A•••••••• L••	No RAUM reported	May 22, 2026	n/a	yes	ROCKFORD, IL\|Tysons, VA	Current employment
C•••• W••••• L••	n/a	Apr 14, 2022	May 20, 2026	no	MANASSAS, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• W••••• L••	C••••• P•••••• A•••••••• L••	May 20, 2026	May 22, 2026	2	Firm change	Other
S••• W•••••	C•••• W••••• L••	Dec 9, 2021	Apr 14, 2022

Relationships

Registered with (3)

→ C••••• P•••••• A•••••••• L••Registered adviserregistration: current employment
May 22, 2026 to presentfactForm ADV
→ C•••• W••••• L••Registered adviserregistration: previous registration
Apr 14, 2022 to May 20, 2026factForm ADV
→ S••• W•••••Registered adviserregistration: previous registration
Feb 24, 2020 to Dec 9, 2021factForm ADV

Dated events

Occurred
May 20, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1f214e28-71a7-fc9e-e885-a40dc1b31079
First observed: Feb 24, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.