L•••• A• H•••••

Advisor at S••••••••• W•••••

Monroe TWP, NJ | SUMMIT, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1f2a0fd4-d7a6-a351-c402-76c16da54ff2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 9, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• W•••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• W•••••	Mixed wealth	Feb 14, 2025	n/a	yes	SUMMIT, NJ\|Monroe TWP, NJ	Current employment
L•••••• A•••• M•••••••••	Former SEC adviser	Sep 9, 2020	Feb 14, 2025	no	Monroe TWP, NJ\|SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••••• A•••• M•••••••••	S••••••••• W•••••	Feb 14, 2025	Feb 14, 2025	0	Bulk transfer	Other

Relationships

Registered with (2)

→ S••••••••• W•••••Registered adviserregistration: current employment
Feb 14, 2025 to presentfactForm ADV
→ L•••••• A•••• M•••••••••Registered adviserregistration: previous registration
Sep 9, 2020 to Feb 14, 2025factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1f2a0fd4-d7a6-a351-c402-76c16da54ff2
First observed: Sep 9, 2020
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.