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D••• M•••• M••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor38 years in industry

D••• M•••• M••

Advisor at A••••••••• F•••••••• A••••••• I••

MILWAUKEE, WI

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Search this name across graphsid dfx:ria:1f37bb13-d1be-a971-8e40-98f10059e20d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 3, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• A••••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• A••••••• I••	Independent wealth	Dec 7, 2020	n/a	yes	MILWAUKEE, WI	Current employment
C••••• • A••••••••• I•••	Independent wealth	Jun 28, 2019	Aug 2, 2020	no	West Allis, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• • A••••••••• I•••	A••••••••• F•••••••• A••••••• I••	Aug 2, 2020	Dec 7, 2020	127	Firm change	RIA to RIA
C•••••• F•••••••• S•••••••• I•••	C••••• • A••••••••• I•••	Jun 28, 2019	Jun 28, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
8408:20999:ND:2019-06-28	Jun 28, 2019	Jun 28, 2019	MINOT, ND	Firm change

Relationships

Registered with (3)

→ A••••••••• F•••••••• A••••••• I••Registered adviserregistration: current employment
Dec 7, 2020 to presentfactForm ADV
→ C••••• • A••••••••• I•••Registered adviserregistration: previous registration
Jun 28, 2019 to Aug 2, 2020factForm ADV
→ C•••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Apr 3, 2017 to Jun 28, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1f37bb13-d1be-a971-8e40-98f10059e20d
First observed: Apr 3, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.