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CRD 180513
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| KNERR, MATTHIAS, ACHIM | MANAGER AND MEMBER | D | yes | 03/2015 | Mar 25, 2015 | Mar 25, 2015 |
| LA JAUNIE, CHRIS, JOSEPH | MANAGER AND MEMBER | C | yes | 03/2015 | Mar 25, 2015 | Mar 25, 2015 |
| LA JAUNIE, CHRIS, JOSEPH | CHIEF COMPLIANCE OFFICER | Na | yes | 03/2015 | Mar 25, 2015 | Mar 25, 2015 |
| RIVINGTON & LUDLOW HOLDING, LLC | SOLE MEMBER | E | yes | 03/2015 | Mar 25, 2015 | Mar 25, 2015 |