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RIA / WealthAdvisorChartered Financial Analyst33 years in industry

JAMES HOWARD ELLIOT

Advisor at ELCO MANAGEMENT COMPANY, LLC

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1f3cde97-1a31-8361-3ce8-7c9b214fa2e7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 1
Observed: Jan 18, 1993 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

James Howard Elliot

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ELCO MANAGEMENT COMPANY, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 18, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Current registrations: 1
Registered states: 8
Designations: Chartered Financial Analyst
Exams: S63
First exam: Jan 18, 1993
Dual registered: no
IAPD individual key: 2284949

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ELCO MANAGEMENT COMPANY, LLC	Independent wealth	Nov 29, 2021	n/a	yes	NEW YORK, NY	Current employment

Relationships

Registered with (1)

→ ELCO MANAGEMENT COMPANY, LLCRegistered adviserregistration: current employment
Nov 29, 2021 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1f3cde97-1a31-8361-3ce8-7c9b214fa2e7
First observed: Jan 18, 1993
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JAMES HOWARD ELLIOT

Advisor at ELCO MANAGEMENT COMPANY, LLC

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1f3cde97-1a31-8361-3ce8-7c9b214fa2e7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:23 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

ELCO MANAGEMENT COMPANY, LLC

Independent wealth

Nov 29, 2021

n/a

yes

NEW YORK, NY

Current employment