DFX Intelligence

L••••• N• U•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor20 years in industry

L••••• N• U•••••••

Advisor at N••• W•••••

GREENWICH, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1f4546a6-6272-ea5f-fde2-308eb62b1a07

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 25, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••• A•••••	Independent wealth	Jun 3, 2026	n/a	yes	GREENWICH, CT\|GREENWICH, CT	Current employment
N••• W•••••	Independent wealth	Jun 2, 2026	n/a	yes	GREENWICH, CT\|GREENWICH, CT	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	N••• W•••••	Jun 10, 2026	Jun 2, 2026	-8	Firm change	Wirehouse to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:342013:NY:2026-06-10	Jun 10, 2026	Jun 2, 2026	NEW YORK, NY	Firm change

Relationships

Registered with (3)

→ N••• A•••••Registered adviserregistration: current employment
Jun 3, 2026 to presentfactForm ADV
→ N••• W•••••Registered adviserregistration: current employment
Jun 2, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Apr 25, 2023 to Jun 10, 2026factForm ADV

Dated events

Occurred
Jun 10, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1f4546a6-6272-ea5f-fde2-308eb62b1a07
First observed: Apr 25, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.