DFX Intelligence

R••• L••••••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

R••• L••••••• R•••

Advisor at N••••••••• M••••• I••••••••• S•••••••••

Philadelphia, PA

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Search this name across graphsid dfx:ria:1f47ad3d-6bae-6736-1b91-81d87f78d6a3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 18, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• M••••• I••••••••• S•••••••••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Mar 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Apr 3, 2026	n/a	yes	Philadelphia, PA	Current employment
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Jul 18, 2024	Jan 27, 2026	no	Montgomeryville, PA\|MINNEAPOLIS, MN\|BOYERTOWN, PA\|Montgomeryville, PA\|Quakertown, PA\|Quakertown, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• I••••••••• M••••••••• I•••	N••••••••• M••••• I••••••••• S•••••••••	Jan 27, 2026	Apr 3, 2026	66	Firm change	Other

Relationships

Registered with (2)

→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: current employment
Apr 3, 2026 to presentfactForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Jul 18, 2024 to Jan 27, 2026factForm ADV

Dated events

Occurred
Jan 27, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1f47ad3d-6bae-6736-1b91-81d87f78d6a3
First observed: Jul 18, 2024
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.