DFX Intelligence

P•••••• F•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

P•••••• F•••••• L••

CRD 322439

LAKE OSWEGO, OR

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Search this name across graphsid dfx:ria:1f47e8cf-b40a-4398-f87a-a37dda0f1d8e

Data as of Feb 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 5, 2026 to Feb 5, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $53.7M••• Locked
Discretionary RAUM: $53.7M
Private client RAUM: $53.7Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 2
Advisory employees: 2

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
S•••• M••••••• F•••	Certified Financial Planner	LAKE OSWEGO, OR	4	14	1	no
D•••• C•••	Certified Financial Planner	LAKE OSWEGO, OR	2	30	n/a

Relationships

Registered with (2)

← D•••• C•••Advisorregistration: current employment
Feb 22, 2024 to presentfactForm ADV
← S•••• M••••••• F•••Advisorregistration: current employment
Sep 15, 2022 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1f47e8cf-b40a-4398-f87a-a37dda0f1d8e
First observed: Feb 5, 2026
Last observed: Feb 5, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.