DFX Intelligence
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Reading the graph
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Advisor at A••••• T••••• P•••••• W•••••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••• T••••• P•••••• W••••• | Independent wealth | Jun 6, 2024 | n/a | yes | Aspen, CO|SCOTTSDALE, AZ | Current employment |
| A••••• T••••• S••••••••• L•• | Independent wealth | Jun 6, 2024 | n/a | yes | ROCHESTER, NY|ROCHESTER, NY|Aspen, CO | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | A••••• T••••• S••••••••• L•• | Jun 13, 2024 | Jun 6, 2024 | -7 | Firm change | Wirehouse to RIA |
| W•••• F•••• I••••••••• L•• | W•••• F•••• A••••••• | Jan 3, 2011 | Jan 3, 2011 |
| W•••• F•••• A••••••• | Wirehouse | Jan 3, 2011 | Jun 13, 2024 | no | BRECKENRIDGE, CO|AVON, CO|GLENWOOD SPRINGS, CO|ASPEN, CO|DENVER, CO|ASPEN, CO|TELLURIDE, CO|DENVER, CO|COLORADO SPRINGS, CO|EDWARDS, CO|EAGLE, CO|ASPEN, CO|AVON, CO|CARBONDALE, CO|DENVER, CO | Previous registration |
| W•••• F•••• I••••••••• L•• | n/a | Jan 5, 2004 | Jan 3, 2011 | no | BRECKENRIDGE, CO|GLENWOOD SPRINGS, CO|ASPEN, CO|AVON, CO|AVON, CO | Previous registration |
| 0 |
| Bulk transfer |
| Other |