DFX Intelligence

J••••••• S•••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

J••••••• S•••• S•••

Advisor at L••• O•• W••••• A••••••• G••••• L••

HOUSTON, TX

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Search this name across graphsid dfx:ria:1f512671-d6fc-26c7-2bbb-f5c654242c46

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 1, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••• O•• W••••• A••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 21, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••• O•• W••••• A••••••• G••••• L••	Independent wealth	Oct 15, 2010	n/a	yes	HOUSTON, TX	Current employment
W••••••• C•••••• L••	Former SEC adviser	Nov 16, 2017	Jul 22, 2022	no	RICHMOND, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• C•••••• L••	n/a	Jul 22, 2022	n/a	n/a	Departure no registered destination	Departure
R•• C•••••• M••••••• L••	L••• O•• W••••• A••••••• G••••• L••	Oct 21, 2010	Oct 15, 2010	-6

Relationships

Registered with (3)

→ L••• O•• W••••• A••••••• G••••• L••Registered adviserregistration: current employment
Oct 15, 2010 to presentfactForm ADV
→ W••••••• C•••••• L••Registered adviserregistration: previous registration
Nov 16, 2017 to Jul 22, 2022factForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Jan 1, 2008 to Oct 21, 2010factForm ADV

Dated events

Occurred
Jul 22, 2022
Advisor departed, no destination yet
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1f512671-d6fc-26c7-2bbb-f5c654242c46
First observed: Jan 1, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.